Net Worth Certificate for SEBI Registrations
Are you exploring for Net Worth Certificate for SEBI Registrations? If you’re applying for SEBI registration or approval as a market intermediary – such as a stock broker, stock exchange, depository, clearing corporation, research analyst (RA), investment advisor (IA), mutual fund, or portfolio manager – you must attach a Net Worth Certificate issued by a Chartered Accountant (CA) with your application. This certificate proves that the applicant has the required financial strength as per SEBI norms. You can explore here Requirement of CA Certificate, Documents Checklist, Charges, Process and Sample Format of SEBI Purpose Net Worth Certificate.
- SEBI Purpose
- Cost Rs. 2000/-
- Get in 30 Minutes
Require Net Worth Certificate for SEBI Registration?
Net Worth Certificate for Investment Advisor & Research Analyst
Investment Advisors (IA), Research Analysts (RA), Stock Market Advisors, Portfolio Management Services (PMS), Stock Brokers, and other market intermediaries are required to obtain SEBI (Securities and Exchange Board of India) approval before engaging in stock market-related activities.
To apply for SEBI registration, applicants must submit a formal application along with required documents. One of the key documents is a Net Worth Certificate, issued and certified by a Chartered Accountant (CA), as per SEBI’s eligibility and financial requirements.
If you are planning to apply for registration as a Research Analyst, Investment Advisor, or Stock Broker, and need a CA-certified Net Worth Certificate, we can help. Get your Net Worth Certificate issued by a Chartered Accountant in as little as 30 minutes.
Minimum Net Worth Requirement for SEBI Registration
Net worth requirement varies based on the category of the applicant. To meet this requirement, the applicant must submit a Net Worth Certificate issued by a Chartered Accountant (CA) for successful SEBI registration and approval.
Net Worth Requirement For Stock Market Advisors:
- Individual Investment Advisor (IA): ₹5 Lakhs
- Non Individual Investment Advisor (Firm/Company): ₹50 Lakhs
- Research Analyst: ₹1 Lakh
Net Worth Requirement for Stock Market Intermediatory:
- Stock Broker (Equity): ₹50 Lakhs
- Stock Broker (NSE/BSE F&O): ₹3 Crore
- Portfolio Manager: ₹5 Crore
Why SEBI Demands Net Worth Certificate?
Investment Advisors (IAs), Stock Broker, PMS and Research Analysts (RAs) must submit a Net Worth Certificate, certified by a Chartered Accountant, as part of the SEBI registration process. This requirement ensures that the applicant meets SEBI’s financial eligibility criteria, demonstrating sufficient financial stability to operate in the securities market. The certificate helps promote investor protection by preventing undercapitalized or unqualified entities from offering advisory or research services, and it is a key part of regulatory compliance under SEBI norms.
Documents Required for Net Worth Certificate Preparation for SEBI
Following documents are required for Net Worth Certificate for SEBI RA/IA/PMS Registration
- PAN Card
- If Corporate/Firm: PAN and Registration Certificate
- Bank Statement Latest Date
- Investments/Shares/Mutual Fund Holdings
- Movable and Immovable Assets Proof (if any)
- For Corporate/firm: Latest Balance Sheet (if available)
- Loans and Liabilities Details
Charges for CA Net Worth Certificate for SEBI
We Charge Rs. 2000/- for Net Worth Certificate for SEBI Application of Registration as Investment Advisor, Research Analyst, PMS or Any other SEBI related Compliance.
Format of Net Worth Certificate for SEBI
The SEBI registration application for Research Analyst (RA), Portfolio Management Services (PMS), and Investment Advisor (IA) must include a Net Worth Certificate that meets the following criteria:
The purpose of the certificate should be clearly mentioned (e.g., “For SEBI Registration”).
The net worth amount must be clearly stated.
The date of the report should be mentioned.
The certificate must be printed on the Chartered Accountant’s (CA) letterhead.
It should be certified, signed, and sealed by the CA.
The CA’s Membership Registration Number (MRN) and Firm Registration Number (FRN) must be included.
A valid UDIN (Unique Document Identification Number) must be generated and included.
In addition to the above, the certificate should include all other relevant financial details necessary for clarity and compliance.
Check how we prepare CA-certified Net Worth Certificates for various SEBI registration applications. View our format and sample copy.
Process of SEBI Purpose Net Worth Certificate | Get in 30 Minutes
We provide Chartered Accountant Certified Net Worth Certificate for SEBI Purpose. We are Serving Across India, you can get CA Certificate as per your requirement within 30 Minutes. Just follow three simple step
- Send us require Documents
- Review Draft Copy
- Get Final Net Worth Certificate for SEBI Usage
Net Worth Certificate for SEBI – Certified CA Consultant Near You
We are India’s Leading and Fastest Net Worth Certificate Provider for Various SEBI Registration Purposes.
We deliver CA-certified Net Worth Certificates anywhere in India. Our experienced team of Chartered Accountants understands your requirements, processes your request quickly, and ensures you receive the final certified copy smoothly and effortlessly.
Contact us today for your Net Worth Certificate needs.
Consultant: Net Worth Certificate for Research Analyst, Investment Advisor, Broker, PMS etc.
Prepared by: Chartered Accountant (CA)
Contact: +91 9726365820
Serving Locations: Pan India – All States and Cities
